Compliance File Reviewer

Most Advice Quality and Compliance jobs seem to come with the same catch. You must already have experience. This one doesn’t. If you’ve got R01-R05 or equivalent, a strong pensions and investments background and the confidence to challenge advisers when something doesn’t look right, they’ll train you. And there’s proper evidence that people can build a career here. The Head of Compliance & Risk, Head of Advice Quality and Head of Advice all ...